Avya Daver

LEONIS SECURITIES

NEW YORK, NY 10022

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CRD#: 5815502

Professional summary

Avya Daver is a registered financial professional currently at LEONIS SECURITIES, LLC located in New York, New York.

Avya is registered as a RR (Registered Representative) and started their career in finance in 2017. Avya has worked at 7 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Avya Daver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2023 - Present

LEONIS SECURITIES, LLC

Office #1: 320 Park Avenue 34th Floor, New York, NY 10022

CRD#: 284307

NEW YORK, NY

Past

September 13, 2021 - May 22, 2023

D.A. DAVIDSON & CO.

CRD#: 199

NEW YORK, NY

Past

February 10, 2021 - September 10, 2021

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

April 7, 2020 - February 1, 2021

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

November 14, 2018 - April 8, 2020

THE VALENCE GROUP, LLC

CRD#: 150132

New York, NY

Past

March 29, 2018 - November 2, 2018

MCLEAN SECURITIES, LLC

CRD#: 104117

MCLEAN, VA

Past

May 25, 2017 - December 19, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/28/2023)

Exams

State Security Law Exam

Series 63

Date: 3/9/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 5/25/2017

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

LEONIS SECURITIES, LLC

CRD#: 284307 / SEC#: , 8-69797

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

320 Park Avenue 34th Floor, New York, NY 10022

Mailing Address

320 Park Avenue 34th Floor, New York, NY 10022

Phone number

(212) 804-8816

Established

Delaware since 05/25/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEONIS PRINCIPAL, LLC	OWNER/ MEMBER
ALVAREZ, ENRIQUE	FINOP	4622342
KOVEN, ROBERT JEROLD PAYNE	CEO, CCO, AMLCO, EXEC. REP.	5224097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Avya Daver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Avya Daver's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.A. DAVIDSON & CO.

MIZUHO SECURITIES USA LLC

PIPER SANDLER & CO.

THE VALENCE GROUP, LLC

MCLEAN SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2019

SIE

Date: 10/1/2018

Series 79

Date: 5/25/2017

FINRA

Current Firm

LEONIS SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LEONIS SECURITIES, LLC

TRUST BUT VERIFY

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