Charles S. Martin

CIRCLE ADVISERS

New York, NY 10170

Some features on this profile are disabled

CRD#: 5815459

Professional summary

Charles Surin Martin, who also goes by Casey Martin, is a registered financial advisor currently at CIRCLE ADVISERS INC located in New York, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Charles has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent, 01/2016; 5 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Surin Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2021 - Present

CIRCLE ADVISERS INC

Office #1: 420 Lexington Avenue Suite 2500, New York, NY 10170

RIA

CRD#: 110818

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRCLE ADVISERS INC

CRD#: 110818 / SEC#: 801-18150

RIA

Registered Investment Advisory firm - (1/5/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

IAR

Texas
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CIRCLE ADVISERS INC

CRD#: 110818 / SEC#: 801-18150

RIA

Registered Investment Advisory firm - (1/5/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

420 Lexington Avenue Suite 2500, New York, NY 10170

Mailing Address

Phone number

(212) 885-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (12/26/2024)

Regulatory assets under management

Total Number of Accounts	1,184
AUM (Assets Under Management)	$ 819,802,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles S. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Surin Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIRCLE ADVISERS INC

Primary Firm SEC Registration

CIRCLE ADVISERS INC

State Registrations and Notice Filings

Exams

Current Firm

CIRCLE ADVISERS INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIRCLE ADVISERS INC

TRUST BUT VERIFY

Similar Advisors