RS
Robert Scheuing
ROBOTTI SECURITIES
New York, NY 10017
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CRD#: 5815387
RS
Professional summary
Robert Scheuing is a registered financial professional currently at ROBOTTI SECURITIES, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Scheuing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2012 - Present
ROBOTTI SECURITIES, LLC
Office #1: 125 Park Avenue, Suite 1607, New York, NY 10017BD
CRD#: 13251
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/15/2019)
RR
California(8/11/2015)
RR
Colorado(8/6/2021)
RR
District of Columbia(10/20/2015)
RR
Florida(1/11/2016)
RR
Illinois(10/20/2015)
RR
Indiana(10/20/2021)
RR
Maryland(1/11/2016)
RR
Massachusetts(1/11/2016)
RR
New Jersey(10/20/2015)
RR
New York(11/19/2012)
RR
North Carolina(1/12/2016)
RR
Pennsylvania(5/17/2017)
RR
Texas(12/5/2012)
RR
Virginia(10/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RS
ROBOTTI SECURITIES, LLC
ROBOTTI & COMPANY, INCORPORATED | ROBOTTI SECURITIES, LLC | ROBOTTI & ENG, INCORPORATED | ROBOTTI & ENG, INC. | ROBOTTI & COMPANY, LLC
CRD#: 13251 / SEC#: , 8-28886
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
125 Park Avenue, Suite 1607, New York, NY 10017
Mailing Address
125 Park Avenue, Suite 1607, New York, NY 10017
Phone number
(212) 986-4800
Established
New York since 03/07/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER 100% OWNER OF APPLICANT | |
| KELLEHER, DENNIS MICHAEL | CHIEF COMPLIANCE OFFICER | 2107342 |
| MCQUEENEY, DAVID VINCENT | SROP, ROP | 2440806 |
| MEVORAH, ERWIN I | CFO, FIN/OP & SECRETARY | 1944735 |
| ROBOTTI, ROBERT EDWARD | PRESIDENT, CEO, GSP, TREASURER | 732905 |
| ROBOTTI, SUZANNE BENSON | DIRECTOR | 4616454 |
| SEKLIR, NANCY ELIZABETH | DIRECTOR | 1756843 |
| WASIAK, KENNETH RONALD | DIRECTOR | 1485703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
