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Robert Scheuing

ROBOTTI SECURITIES
NEW YORK, NY
·CRD# 5815387·14 years experience

Professional Summary

Robert Scheuing is a registered financial advisor currently at ROBOTTI SECURITIES, LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ROBOTTI SECURITIES, LLC·CRD# 13251
BD
125 Park Avenue, Suite 1607, New York, NY 10017
July 27, 2012 - Present

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Current Firm

RS
ROBOTTI SECURITIES, LLC

ROBOTTI & COMPANY, INCORPORATED | ROBOTTI SECURITIES, LLC | ROBOTTI & ENG, INCORPORATED | ROBOTTI & ENG, INC. | ROBOTTI & COMPANY, LLC

CRD#: 13251 / SEC#: 8-28886
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

125 Park Avenue, Suite 1607, New York, NY 10017

Mailing Address

125 Park Avenue, Suite 1607, New York, NY 10017

Phone Number

(212) 986-4800

Established

New York since 03/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBOTTI & COMPANY, INCORPORATEDSTOCKHOLDER 100% OWNER OF APPLICANT—
KELLEHER, DENNIS MICHAELCHIEF COMPLIANCE OFFICER2107342
MCQUEENEY, DAVID VINCENTSROP, ROP2440806
MEVORAH, ERWIN ICFO, FIN/OP & SECRETARY1944735
ROBOTTI, ROBERT EDWARDPRESIDENT, CEO, GSP, TREASURER732905
ROBOTTI, SUZANNE BENSONDIRECTOR4616454
SEKLIR, NANCY ELIZABETHDIRECTOR1756843
WASIAK, KENNETH RONALDDIRECTOR1485703

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/15/2019)
RR
California
(8/11/2015)
RR
Colorado
(8/6/2021)
RR
District of Columbia
(10/20/2015)
RR
Florida
(1/11/2016)
RR
Illinois
(10/20/2015)
RR
Maryland
(1/11/2016)
RR
Massachusetts
(1/11/2016)
RR
New Jersey
(10/20/2015)
RR
New York
(11/19/2012)
RR
North Carolina
(1/12/2016)
RR
Pennsylvania
(5/17/2017)
RR
Texas
(12/5/2012)
RR
Virginia
(10/20/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2012About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Scheuing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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