DP
Dhrumil A. Parikh
MODERN CAPITAL ADVISORS
Raleigh, NC 27617
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CRD#: 5815095
DP
Professional summary
Dhrumil Anilkumar Parikh MR is a registered financial advisor currently at MODERN CAPITAL ADVISORS, LLC located in Raleigh, North Carolina.
Dhrumil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dhrumil has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dhrumil Anilkumar Parikh MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2016 - Present
MODERN CAPITAL ADVISORS, LLC
Office #1: 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617RIA
CRD#: 131117
Raleigh, NC
Past
May 10, 2016 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
West Palm Beach, FL
Past
January 22, 2014 - October 31, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
West Palm Beach, FL
Past
July 14, 2010 - January 22, 2014
NSM SECURITIES, INC.
BD
CRD#: 134357
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/4/2022)
IAR
Florida(5/10/2016)
IAR
Georgia(11/12/2024)
IAR
Maryland(3/7/2022)
IAR
Michigan(3/4/2022)
IAR
North Carolina(3/4/2022)
IAR
Oklahoma(3/4/2022)
IAR
Texas(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
Mailing Address
Phone number
(800) 440-0442
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,561 |
| AUM (Assets Under Management) | $ 285,401,221 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117Raleigh, NC 27617TRUST BUT VERIFY
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