John M. Andrew

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CRD#: 5815

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Mickley Andrew was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1970. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2006 - July 19, 2007

KILNER CAPITAL ADVISORS, LLC

RIA

CRD#: 139521

GAITHERSBURG, MD

Past

September 25, 1992 - November 2, 2012

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LAYTONSVILLE, MD

Past

January 2, 1986 - November 2, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

LAYTONSVILLE, MD

Past

January 31, 1985 - January 6, 1986

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Past

September 1, 1982 - February 12, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 5, 1979 - October 3, 1983

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

Past

October 5, 1979 - October 3, 1983

MONY SECURITIES CORPORATION

CRD#: 4386

Past

June 15, 1977 - September 30, 1979

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

July 22, 1970 - July 3, 1977

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KILNER CAPITAL ADVISORS, LLC

FINANCIAL RESOURCES GROUP | KILNER FINANCIAL GROUP, LLC | KILNER CAPITAL ADVISORS, LLC

CRD#: 139521 / SEC#: 801-69347

RIA

Registered Investment Advisory firm - (7/3/2008 Approved)

Maryland

Registered Investment Advisory firm - (7/30/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 10/15/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 1

Date: 7/16/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/1983

General Securities Principal Examination

Current Firm

KILNER CAPITAL ADVISORS, LLC

FINANCIAL RESOURCES GROUP | KILNER FINANCIAL GROUP, LLC | KILNER CAPITAL ADVISORS, LLC

CRD#: 139521 / SEC#: 801-69347

RIA

Registered Investment Advisory firm - (7/3/2008 Approved)

Maryland

Registered Investment Advisory firm - (7/30/2008 Terminated)

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Contact information

Main Address

438 N. Frederick Avenue Suite 465, Gaithersburg, MD 20877

Mailing Address

Phone number

(301) 840-0501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KILNER CAPITAL ADVISORS FORM ADV PART 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	656
AUM (Assets Under Management)	$ 295,715,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Andrew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

GROVE POINT INVESTMENTS, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

KILNER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1996

Series 63

Date: 6/22/1983

Series 31

Date: 10/15/2001

Series 1

Date: 7/16/1970

Series 24

Date: 9/21/1983

Current Firm

KILNER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KILNER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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