Juan J. Gonzalez Melendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Jose Gonzalez Melendez, who also goes by Juan Jose Gonzalez, Juan Jose Gonzalez, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2012. Juan had worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2012 - February 18, 2020
CG COMPASS (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
CG COMPASS (USA) LLC
CRD#: 129837 / SEC#: , 8-66263
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
