JR
Jake P. Rothbard
SIXTH STREET BD
New York, NY 10106
Some features on this profile are disabled
CRD#: 5814270
JR
Professional summary
Jake P Rothbard is a registered financial professional currently at SIXTH STREET BD, LLC located in New York, New York.
Jake is registered as a RR (Registered Representative) and started their career in finance in 2016. Jake has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to services performed on behalf of Sixth Street BD, LLC ("Sixth Street BD"), I also perform services on behalf of certain affiliates of Sixth Street. Sixth Street is itself an affiliate of Sixth Street BD. Within the Sixth Street organization, I hold the title of Vice President. Sixth Street's business is investment-related and its primary office address is 2100 McKinney Avenue, Suite 1500, Dallas, Texas 75201. My relationship with Sixth Street started in March 2024. The time I spend on activities related to Sixth Street may fluctuate over time, although it is expected to range between 10% - 50% per month.
CRS (Client Relationship Summary) - BD
Click below to view Jake P Rothbard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2024 - Present
SIXTH STREET BD, LLC
Office #1: 888 7th Avenue 41st Floor, New York, NY 10106BD
CRD#: 281933
New York, NY
Past
August 24, 2021 - March 12, 2024
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
NEW YORK, NY
Past
August 10, 2021 - March 12, 2024
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
March 3, 2016 - June 30, 2021
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/11/2024)
RR
Alaska(3/11/2024)
RR
Arizona(3/11/2024)
RR
Arkansas(3/11/2024)
RR
California(3/11/2024)
RR
Colorado(3/11/2024)
RR
Connecticut(3/11/2024)
RR
Delaware(3/11/2024)
RR
District of Columbia(3/11/2024)
RR
Florida(3/11/2024)
RR
Georgia(3/11/2024)
RR
Hawaii(3/11/2024)
RR
Idaho(3/11/2024)
RR
Illinois(3/11/2024)
RR
Indiana(3/11/2024)
RR
Iowa(3/11/2024)
RR
Kansas(3/11/2024)
RR
Kentucky(3/11/2024)
RR
Louisiana(3/11/2024)
RR
Maine(3/11/2024)
RR
Maryland(3/11/2024)
RR
Massachusetts(3/11/2024)
RR
Michigan(3/11/2024)
RR
Minnesota(3/11/2024)
RR
Mississippi(3/11/2024)
RR
Missouri(3/11/2024)
RR
Montana(3/11/2024)
RR
Nebraska(3/11/2024)
RR
Nevada(3/11/2024)
RR
New Hampshire(3/11/2024)
RR
New Jersey(3/11/2024)
RR
New Mexico(3/11/2024)
RR
New York(3/11/2024)
RR
North Carolina(3/11/2024)
RR
North Dakota(3/11/2024)
RR
Ohio(3/11/2024)
RR
Oklahoma(3/11/2024)
RR
Oregon(3/11/2024)
RR
Pennsylvania(3/11/2024)
RR
Puerto Rico(3/11/2024)
RR
Rhode Island(3/11/2024)
RR
South Carolina(3/11/2024)
RR
South Dakota(3/11/2024)
RR
Tennessee(3/11/2024)
RR
Texas(3/11/2024)
RR
Utah(3/11/2024)
RR
Vermont(3/11/2024)
RR
Virgin Islands(3/11/2024)
RR
Virginia(3/11/2024)
RR
Washington(3/11/2024)
RR
West Virginia(3/11/2024)
RR
Wisconsin(3/11/2024)
RR
Wyoming(3/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC
CRD#: 281933 / SEC#: , 8-69697
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIXTH STREET PARTNERS MANAGEMENT COMPANY, L.P. | MEMBER | |
| SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P. | MEMBER | |
| CHEN, DAVID ERIC | CHIEF COMPLIANCE OFFICER | 5679045 |
| D'ARCY, BRIAN EDWARD | CO-CHIEF EXECUTIVE OFFICER | 4972383 |
| SIMMONDS, IAN TIMOTHY | CO-CHIEF EXECUTIVE OFFICER | 5028367 |
| TSSP HOLDCO MANAGEMENT, LLC | MANAGING MEMBER | |
| WANEK, DANIEL LOUIS | CHIEF FINANCIAL OFFICER/FINOP, POO, PFO | 6534764 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
