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Samuel C. Cannon

PACENOTE CAPITAL LLC
AUSTIN, TX
Some features on this profile are disabled
CRD#: 5812857
SC

Professional summary

Samuel Chase Cannon, who also goes by Sam Chase Cannon, Samuel Cannon, is a registered financial professional currently at PACENOTE CAPITAL LLC located in Austin, Texas.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2011. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sam Chase Cannon | Samuel Cannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Chase Cannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2020 - Present

PACENOTE CAPITAL LLC

BD
CRD#: 305007
AUSTIN, TX
Past

October 14, 2011 - August 8, 2012

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/23/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/13/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PACENOTE CAPITAL LLC
PACENOTE CAPITAL LLC

CRD#: 305007 / SEC#: , 8-70385

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3200 Hillview Rd, Austin, TX 78703
Mailing Address
3200 Hillview Rd, Austin, TX 78703
Phone number
+1 (732) 742-5112
Established
Delaware since 05/14/2019
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PEBB HOLDINGS, LLCOWNER
CANNON, SAMUEL CHASEMANAGING MEMBER5812857
EVANS, MATTHEW LPRINCIPAL5417365
FORTINO, ROBERT ANTHONYFINOP1905741
PETERS, KURT CPRESIDENT & CCO6116553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACENOTE CAPITAL LLC

CRD#: 305007Austin, TX

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