Theodore W. Winders

YARGER WEALTH STRATEGIES

Westerville, OH 43081

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CRD#: 5811529

Professional summary

Theodore Wesley Winders, CFP® is a registered financial advisor currently at YARGER WEALTH STRATEGIES, LLC located in Westerville, Ohio.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Theodore has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Wesley Winders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 5, 2023 - Present

YARGER WEALTH STRATEGIES, LLC

Office #1: 140 Dorchester Square S. Suite B, Westerville, OH 43081

RIA

CRD#: 310207

Westerville, OH

Past

June 25, 2013 - April 1, 2023

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

COLUMBUS, OH

Past

April 5, 2011 - June 13, 2013

OPTIONSHOUSE1, LLC

CRD#: 135625

CHICAGO, IL

Past

October 6, 2010 - March 30, 2011

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YARGER WEALTH STRATEGIES, LLC

YARGER WEALTH MANAGEMENT | YARGER WEALTH STRATEGIES, LLC

CRD#: 310207 / SEC#: 801-119409

RIA

Registered Investment Advisory firm - (9/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/28/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/31/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/2010

General Securities Representative Examination

Current Firm

YARGER WEALTH STRATEGIES, LLC

YARGER WEALTH MANAGEMENT | YARGER WEALTH STRATEGIES, LLC

CRD#: 310207 / SEC#: 801-119409

RIA

Registered Investment Advisory firm - (9/9/2020 Approved)

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Contact information

Main Address

140 Dorchester Square S. Suite B, Westerville, OH 43081

Mailing Address

Phone number

(614) 882-2954

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YARGER WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/20/2026)

Regulatory assets under management

Total Number of Accounts	753
AUM (Assets Under Management)	$ 529,689,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore W. Winders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Wesley Winders's CRS (Customer Relationship Summary).

Certified licenses

Experience

YARGER WEALTH STRATEGIES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

OPTIONSHOUSE1, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

YARGER WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2010

SIE

Date: 10/1/2018

Series 3

Date: 1/31/2011

Series 7

Date: 10/5/2010

Current Firm

YARGER WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YARGER WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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