Janielle Lucas
Professional summary
Janielle Lucas, who also goes by Janielle D Lucas, Janielle Deana Lucas, is a registered financial advisor currently at ABSOLUTE INVESTMENT ADVISERS, LLC located in Miami, Florida and FORESIDE FUND SERVICES, LLC located in Dover, New Hampshire.
Janielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Janielle has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Janielle Lucas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2025 - Present
ABSOLUTE INVESTMENT ADVISERS, LLC
April 16, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 383 Central Avenue Suite 259, Dover, NH 03280July 7, 2021 - December 31, 2024
ABSOLUTE INVESTMENT ADVISERS, LLC
January 13, 2017 - September 7, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
December 19, 2016 - January 3, 2017
QUASAR DISTRIBUTORS, LLC
Primary Firm SEC Registration
ABSOLUTE INVESTMENT ADVISERS, LLC
CRD#: 132436 / SEC#: 801-63488
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 1/5/2022
General Securities Representative ExaminationSeries 6TO
Date: 4/16/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ABSOLUTE INVESTMENT ADVISERS, LLC
CRD#: 132436 / SEC#: 801-63488
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,778,812,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
