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EF

Emanuel Nmn Frangiadakis

AIF®
TWELVE POINTS WEALTH MANAGEMENT
CONCORD, MA
·CRD# 5810573·13 years registered

Professional Summary

Emanuel Nmn Frangiadakis, AIF®, who also goes by Emanuel Frangiadakis, is a registered financial advisor currently at TWELVE POINTS WEALTH MANAGEMENT located in Concord, Massachusetts. Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Emanuel has worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emanuel Frangiadakis

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

13 years registered in the securities industry

Current & Past Employments

Current

TWELVE POINTS WEALTH MANAGEMENTCurrent·CRD# 171107
RIA
9 Pond Lane Suite 3a, Concord, MA 01742
May 5, 2014 - Present

Past

MORGAN STANLEYPast·CRD# 149777
RIA
Waltham, MA
November 6, 2013 - November 26, 2013
MORGAN STANLEYPast·CRD# 149777
BD
Waltham, MA
July 1, 2013 - November 26, 2013

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Current Firm

TP
TWELVE POINTS WEALTH MANAGEMENT

TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT

CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (1/26/2017 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (2/21/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

9 Pond Lane Suite 3a, Concord, MA 01742

Phone Number

(978) 318-9500

# of Employees

25

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (5/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,928

AUM (Assets Under Management)

$2,243,862,574

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/25/2025Cover PageReport
09/25/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TWELVE POINTS CAPITAL, LLC; 9 POND LANE, CONCORD, MA, 02090; INVESTMENT RELATED; IAR; FIRM IS CURRENTLY PURSUING NFA REGISTRATION AS INTRODUCING BROKER OF FUTURES AND COMMODITIES. 2.) THE BOULEVARD; 110 BROAD STREET, BOSTON, MA 02110; INVESTMENT-RELATED; ASSISTS IN REAL ESTATE DEVELOPMENT AS A FAMILY PROJECT SINCE 09/01/2018; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; THIS EMPLOYEE ACTIVITY WAS ALLOWED-W-CHANGES ON 01/24/2019 BY KIMBERLY VAN WINKLE 3.) Trustee/beneficiary; Frangiadakis and Deligiannides Family Trust; Investment related: Yes; Location:35 Morgan Farm Road; Description of the business: Family real estate holdings; Started: 2020-01-01; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TWELVE POINTS WEALTH MANAGEMENT

TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT

CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (1/26/2017 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (2/21/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(5/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2013About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 2013About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Emanuel Nmn Frangiadakis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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