EF
Emanuel N. Frangiadakis
TWELVE POINTS WEALTH MANAGEMENT
Concord, MA 01742
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CRD#: 5810573
EF
Professional summary
Emanuel Nmn Frangiadakis, AIF®, who also goes by Emanuel Frangiadakis, is a registered financial advisor currently at TWELVE POINTS WEALTH MANAGEMENT located in Concord, Massachusetts.
Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Emanuel has worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emanuel Frangiadakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TWELVE POINTS CAPITAL, LLC; 9 POND LANE, CONCORD, MA, 02090; INVESTMENT RELATED; IAR; FIRM IS CURRENTLY PURSUING NFA REGISTRATION AS INTRODUCING BROKER OF FUTURES AND COMMODITIES. 2.) THE BOULEVARD; 110 BROAD STREET, BOSTON, MA 02110; INVESTMENT-RELATED; ASSISTS IN REAL ESTATE DEVELOPMENT AS A FAMILY PROJECT SINCE 09/01/2018; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; THIS EMPLOYEE ACTIVITY WAS ALLOWED-W-CHANGES ON 01/24/2019 BY KIMBERLY VAN WINKLE 3.) Trustee/beneficiary; Frangiadakis and Deligiannides Family Trust; Investment related: Yes; Location:35 Morgan Farm Road; Description of the business: Family real estate holdings; Started: 2020-01-01; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Emanuel Nmn Frangiadakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 5, 2014 - Present
TWELVE POINTS WEALTH MANAGEMENT
Office #1: 9 Pond Lane Suite 3a, Concord, MA 01742RIA
CRD#: 171107
Concord, MA
Past
November 6, 2013 - November 26, 2013
MORGAN STANLEY
RIA
CRD#: 149777
WALTHAM, MA
Past
July 1, 2013 - November 26, 2013
MORGAN STANLEY
BD
CRD#: 149777
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TWELVE POINTS WEALTH MANAGEMENT
TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - (1/23/2017 Approved)Massachusetts
Registered Investment Advisory firm - (1/26/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/5/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TP
TWELVE POINTS WEALTH MANAGEMENT
TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - (1/23/2017 Approved)Massachusetts
Registered Investment Advisory firm - (1/26/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 Pond Lane Suite 3a, Concord, MA 01742
Mailing Address
Phone number
(978) 318-9500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,586 |
| AUM (Assets Under Management) | $ 1,701,535,494 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2025 | ||
| 09/25/2024 |
Red Flags
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Company Information
TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107Concord, MA 01742TRUST BUT VERIFY
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