Monte Rahul Malhotra
Professional Summary
Monte Rahul Malhotra, who also goes by Monte Malhotra, is a registered financial advisor currently at MONEY INTELLIGENCE located in Santa Clara, California. Monte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Monte has worked at 2 firms and has passed the Series 65, Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Monte Malhotra
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
DENARIUS CAPITAL ADVISORS INC. | MONEY INTELLIGENCE | MONEY INTEL
Contact Information
Main Address
5201 Great America Pkwy Suite 455, Santa Clara, CA 95054Phone Number
(888) 865-7262# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
274AUM (Assets Under Management)
$170,605,315Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/30/2017)
(1/29/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2010About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Monte Rahul Malhotra's CRS (Customer Relationship Summary).
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