Monte R. Malhotra
Professional summary
Monte Rahul Malhotra, who also goes by Monte Malhotra, is a registered financial advisor currently at MONEY INTELLIGENCE located in Santa Clara, California.
Monte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Monte has worked at 2 firms and has passed the Series 65, Series 63 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Monte Rahul Malhotra's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2014 - Present
MONEY INTELLIGENCE
Office #1: 5201 Great America Pkwy Suite 455, Santa Clara, CA 95054September 18, 2012 - December 31, 2016
MONEY INTELLIGENCE
August 16, 2010 - January 18, 2011
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2017)
(1/29/2014)
Exams
Current Firm
MONEY INTELLIGENCE
CRD#: 164597 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 287 |
| AUM (Assets Under Management) | $ 137,801,301 |
Red Flags
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