AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
TN

Timothy Sing Lung Ng

PALMER CAPITAL ADVISORS
New York, NY 10004
Some features on this profile are disabled
CRD#: 5808373
TN

Professional summary


Timothy Sing Lung Ng, who also goes by Timothy Sing Lung Ng, is a registered financial professional currently at PALMER CAPITAL ADVISORS, LLC located in New York, New York.

Timothy Sing Lung is registered as a RR (Registered Representative) and started their career in finance in 2014. Timothy Sing Lung has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy Sing Lung Ng

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy Sing Lung Ng's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 12, 2023 - Present

PALMER CAPITAL ADVISORS, LLC

Office #1: 42 Broadway, Suite 12-129, New York, NY 10004
BD
CRD#: 285420
New York, NY
Past

May 11, 2017 - September 20, 2022

TRUIST SECURITIES, INC.

BD
CRD#: 6271
Charlotte, NC
Past

November 20, 2014 - June 1, 2017

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
NEW YORK, NY
Past

August 20, 2014 - November 25, 2014

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/12/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PC
PALMER CAPITAL ADVISORS, LLC
GNU SECURITIES LLC | PALMER CAPITAL ADVISORS, LLC

CRD#: 285420 / SEC#: , 8-69847

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104
Phone number
(212) 897-1686
Established
New York since 08/30/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PALMER CAPITAL HOLDINGS, LLCMANAGING MEMBER
SIPINICK, KATHY EFREMCEO/CCO/FINOP3248100

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PALMER CAPITAL ADVISORS, LLC

CRD#: 285420New York, NY 10004

TRUST BUT VERIFY

Monitor Timothy Sing Lung Ng

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics