SA
Sean A. Andersen
EAGLE STRATEGIES LLC
YUBA CITY, CA 95991
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CRD#: 5807487
SA
Professional summary
Sean Aaron Andersen, ChFC®, who also goes by Sean Aaron Johnson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Yuba City, California and NYLIFE SECURITIES LLC located in Yuba City, California.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Sean has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Aaron Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Rental Property; Renting 4 real estate properties; 718 bridge st Suite a, Yuba city, CA 95991; Start Date 04/2024; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;440 N Palora Suite G, Yuba City, CA 95991; Start Date 03/2019; Role/Title: Insurance Broker; Investment Related; 6 hours per month; 6 hours per month during securities trading hours] [Estate Planning Professionals Yuba Sutter; Provide a forum where members may exchange views and become better acquainted with each other and their work;Encourage better understanding and cooperation among professionals who participate in all of the various phases of estate planning;; 1215 Plumas St # 1800, Yuba City, CA 95991; Start Date 01/2017; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Property and Casualty Sales; broker home and auto insurance;; 440 N Palora Suite G, Yuba City, CA 95991; Start Date 04/2021; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [Loan - Installment Note; private loan; 440 N Palora, Suite G, Yuba City, CA 95991; Start Date 03/2021; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [OPERATING UNDER THE DBA NAME OF ALIGNED INSURANCE AND FINANCIAL SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; YUBA CITY, CA; START DATE: 07/2022]
CRS (Client Relationship Summary) - RIA
Click below to view Sean Aaron Andersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 30, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 718 Bridge St Unit A, Yuba City, CA 95991RIA
CRD#: 110826
YUBA CITY, CA
Current
December 21, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 718 Bridge St Unit A, Yuba City, CA 95991BD
CRD#: 5167
YUBA CITY, CA
Past
July 21, 2010 - December 5, 2012
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
TUALATIN, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/15/2022)
RR
Arizona(1/22/2020)
RR
California(12/21/2012)
IAR
California(10/30/2017)
RR
Florida(1/7/2021)
RR
Georgia(11/13/2023)
RR
Kansas(1/2/2024)
RR
Minnesota(5/23/2025)
RR
Montana(1/18/2022)
RR
Nebraska(11/10/2021)
RR
Nevada(3/14/2014)
RR
New York(8/12/2025)
RR
Oklahoma(1/18/2022)
RR
Oregon(11/20/2019)
RR
South Carolina(10/31/2020)
RR
Tennessee(6/10/2021)
RR
Texas(1/18/2022)
IAR
Texas(1/25/2022)
RR
Virginia(1/13/2025)
RR
Washington(4/10/2019)
RR
Wyoming(11/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Yuba City, CA 95991TRUST BUT VERIFY
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