Samantha K. Jove
Professional summary
Samantha Kaplan Jove, who also goes by Samantha Deidre Kaplan, Samantha Kaplan, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2011. Samantha has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Kaplan Jove's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165March 23, 2021 - December 4, 2023
SIMON MARKETS LLC
August 24, 2011 - April 13, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
(12/12/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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