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CD

Charles I. Doppelt

KIDRON CAPITAL SECURITIES
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 5806600
CD

Professional summary

Charles Isaac Doppelt, who also goes by Charles Issac Doppelt, is a registered financial professional currently at KIDRON CAPITAL SECURITIES LLC located in San Francisco, California.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2011. Charles has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Issac Doppelt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Isaac Doppelt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2015 - Present

KIDRON CAPITAL SECURITIES LLC

Office #1: 37 Graham St. Suite 216, San Francisco, CA 94129
BD
CRD#: 149826
San Francisco, CA
Past

October 20, 2011 - April 14, 2014

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
SAN FRANCISCO, CA
Past

September 23, 2011 - April 14, 2014

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/18/2023)
RR
California
(6/18/2015)
RR
Florida
(5/6/2022)
RR
Massachusetts
(4/12/2021)
RR
New Jersey
(8/21/2023)
RR
New York
(6/18/2015)
RR
Ohio
(6/23/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/19/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KIDRON CAPITAL SECURITIES LLC
KIDRON CAPITAL ADVISORS LLC | KIDRON CAPITAL SECURITIES LLC

CRD#: 149826 / SEC#: , 8-68192

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
152 West 57th Street 37th Fl, New York, NY 10019
Mailing Address
152 West 57th Street 37th Fl, New York, NY 10019
Phone number
(212) 752-4404
Established
Delaware since 07/08/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEGALL, MARK BCFO-MANAGING DIRECTOR4248090
SEGALL, MARK BCCO4248090
MILLER, NATALIE LANEFINOP5627988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KIDRON CAPITAL SECURITIES LLC

CRD#: 149826San Francisco, CA 94129

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