Tyler Haines

VICTORY CAPITAL SERVICES

BOSTON, MA 02109

CRD#: 5806304

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Professional summary

Tyler Haines, CIMA®, who also goes by Tyler L Baines, Tyler L Haines, Tyler Lawrence Haines, Tyler Haines, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Boston, Massachusetts.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2010. Tyler has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler L Baines | Tyler L Haines | Tyler Lawrence Haines | Tyler Haines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Haines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 17, 2026 - Present

VICTORY CAPITAL SERVICES, INC.

Office #1: 60 State Street, Boston, MA 02109

CRD#: 37059

BOSTON, MA

Past

July 7, 2021 - June 18, 2026

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Waukee, IA

Past

June 29, 2021 - June 18, 2026

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

April 1, 2015 - May 5, 2021

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

NEW YORK, NY

Past

December 15, 2010 - April 3, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 6, 2010 - October 27, 2010

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

WEST DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/17/2026)

Iowa
(6/17/2026)

Nebraska
(6/17/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/19/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059 / SEC#: , 8-47577

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Phone number

(216) 898-2400

Established

Delaware since 06/03/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VICTORY CAPITAL OPERATING, LLC	SOLE SHAREHOLDER
INKS, DONALD ANTHONY	CHIEF OPERATIONS OFFICER	2311245
MATHES, CHARLES B	CHIEF COMPLIANCE OFFICER	5980160
POLICARPO, MICHAEL DENNIS II	PRESIDENT	4316912
PONTE, CHRISTOPHER ANTONI	CFO/FINOP	5968469

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler Haines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Haines's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE ASSOCIATES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2021

Series 63

Date: 8/19/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2015

Series 6

Date: 8/5/2010

FINRA

Current Firm

VICTORY CAPITAL SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VICTORY CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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