Tyler Haines

T. ROWE PRICE ASSOCIATES

Waukee, IA

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CRD#: 5806304

Professional summary

Tyler Haines, CIMA®, who also goes by Tyler L Baines, Tyler L Haines, Tyler Lawrence Haines, Tyler Haines, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Waukee, Iowa and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Tyler has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler L Baines | Tyler L Haines | Tyler Lawrence Haines | Tyler Haines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Haines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 7, 2021 - Present

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Waukee, IA

Current

June 29, 2021 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: 1307 Point Street, Baltimore, MD 21231

CRD#: 8348

BALTIMORE, MD

Past

April 1, 2015 - May 5, 2021

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

NEW YORK, NY

Past

December 15, 2010 - April 3, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 6, 2010 - October 27, 2010

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/29/2021)

Alaska
(6/29/2021)

Arizona
(6/29/2021)

Arkansas
(6/29/2021)

California
(6/29/2021)

Colorado
(6/29/2021)

Connecticut
(6/29/2021)

Delaware
(6/29/2021)

District of Columbia
(6/29/2021)

Florida
(6/29/2021)

Georgia
(6/29/2021)

Hawaii
(6/29/2021)

Idaho
(6/29/2021)

Illinois
(6/29/2021)

Indiana
(6/29/2021)

Iowa
(6/29/2021)

IAR

Iowa
(7/7/2021)

Kansas
(6/29/2021)

Kentucky
(6/29/2021)

Louisiana
(6/29/2021)

Maine
(6/29/2021)

Maryland
(6/29/2021)

IAR

Maryland
(7/7/2021)

Massachusetts
(6/29/2021)

Michigan
(6/29/2021)

Minnesota
(6/29/2021)

Mississippi
(6/29/2021)

Missouri
(6/29/2021)

Montana
(6/29/2021)

Nebraska
(6/29/2021)

Nevada
(6/29/2021)

New Hampshire
(6/29/2021)

New Jersey
(6/29/2021)

New Mexico
(6/29/2021)

New York
(6/29/2021)

North Carolina
(6/29/2021)

North Dakota
(6/29/2021)

Ohio
(6/29/2021)

Oklahoma
(6/29/2021)

Oregon
(6/29/2021)

Pennsylvania
(6/29/2021)

Puerto Rico
(6/29/2021)

Rhode Island
(6/29/2021)

South Carolina
(6/29/2021)

South Dakota
(6/29/2021)

Tennessee
(6/29/2021)

Texas
(6/29/2021)

Utah
(6/29/2021)

Vermont
(6/29/2021)

Virgin Islands
(6/29/2021)

Virginia
(6/29/2021)

Washington
(6/29/2021)

West Virginia
(6/29/2021)

Wisconsin
(6/29/2021)

Wyoming
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/19/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

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Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

Phone number

(410) 345-2000

Established

Firm type

Fiscal year end

# of Employees

3,947

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE ASSOCIATES, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,924
AUM (Assets Under Management)	$ 1,934,233,243,730

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler Haines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Haines's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

T. ROWE PRICE ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2021

Series 63

Date: 8/19/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2015

Series 6

Date: 8/5/2010

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ASSOCIATES, INC.

TRUST BUT VERIFY

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