Anthony T. Uvari
Professional summary
Anthony Thomas Uvari, who also goes by Anthony T Uvari, Anthony Uvari, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in West Palm Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in West Palm Beach, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Thomas Uvari's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 250 S Australian Ave, West Palm Beach, FL 33401January 4, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 12870 Forest Hill Blvd, West Palm Beach, FL 33414November 19, 2020 - December 14, 2022
WELLS FARGO CLEARING SERVICES, LLC
March 20, 2020 - December 14, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - April 4, 2018
J.P. MORGAN SECURITIES LLC
February 13, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
(1/13/2023)
Exams
Series 7TO
Date: 7/1/2020
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390West Palm Beach, FL 33401TRUST BUT VERIFY
Monitor Anthony Uvari
Get automatic monthly alerts on:
