Woo Joong Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Woo Joong Kim, who also goes by Jay Kim, was a registered financial professional .
Woo Joong is a previously registered financial professional and started their career in finance in 2011. Woo Joong had worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2022 - January 25, 2024
ANKURA CAPITAL ADVISORS, LLC
February 17, 2021 - June 10, 2022
ANKURA CAPITAL ADVISORS, LLC
February 9, 2017 - February 8, 2021
SOLOMON PARTNERS SECURITIES, LLC
February 6, 2015 - September 19, 2016
HOULIHAN LOKEY CAPITAL, INC.
August 23, 2013 - January 5, 2015
MILLCO ADVISORS, LP
August 25, 2011 - July 22, 2013
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
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Exams
Current Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
