EB
Edward A. Butler
CETERA INVESTMENT ADVISERS LLC
HOOVER, AL 35244
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CRD#: 5804262
EB
Professional summary
Edward Alan Butler is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hoover, Alabama and CETERA INVESTMENT SERVICES LLC located in Hoover, Alabama.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Edward has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)BOARD MEMBER OF WOODLAWN BUSINESS AND FINANCE ACADEMY, UT ALUMNI CHAPTER, <1 HR PER WEEK, NO COMP., NO SECURTIES CLIENTS (7/15/16). 2.) NEW: 06/23/2017-PRESIDENT OF UNIVERSITY OF TENNESSEE ALUMNI CHAPTER <1 HR WK, CONDUCTING MEETINGS, 3.)BOARD MEMBER OF AMERICAN DIABETES ASSOC. <1 HR WK. ATTEND MTGS, GIVE FEEDBACK FOR MARKETING AND OPERATIONAL STRATEGIES, 4.)CO-DIRECTOR OF THE CHERUBLAND CHILDREN'S MINISTRY AT GREATER SHILOH BAPTIST CHURCH 2HRS WK, CONDUCTING GROUP CHURCH SVCS AND EDUCATING CHILDREN.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Alan Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2016 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2050 Parkway Office Circle 4th Fl, Hoover, AL 35244RIA
CRD#: 105644
HOOVER, AL
Current
July 19, 2016 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2050 Parkway Office Circle 4th Fl, Hoover, AL 35244BD
CRD#: 15340
Hoover, AL
Past
November 26, 2013 - July 18, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BIRMINGHAM, AL
Past
November 25, 2013 - July 18, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BIRMINGHAM, AL
Past
February 13, 2013 - November 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
BIRMINGHAM, AL
Past
February 13, 2013 - November 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BIRMINGHAM, AL
Past
September 7, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
BIRMINGHAM, AL
Past
August 4, 2010 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/19/2016)
IAR
Alabama(7/19/2016)
RR
Alaska(6/26/2020)
RR
Arizona(4/16/2019)
RR
Arkansas(11/5/2018)
RR
California(5/23/2019)
RR
Colorado(3/11/2019)
RR
Connecticut(3/6/2019)
RR
Delaware(6/27/2019)
RR
District of Columbia(11/29/2021)
RR
Florida(12/20/2017)
RR
Georgia(12/20/2017)
RR
Hawaii(6/26/2020)
RR
Idaho(6/27/2019)
RR
Illinois(11/5/2018)
RR
Indiana(11/5/2018)
RR
Iowa(11/5/2018)
RR
Kansas(6/27/2019)
RR
Kentucky(11/5/2018)
RR
Louisiana(11/5/2018)
RR
Maine(6/27/2019)
RR
Maryland(6/27/2019)
RR
Massachusetts(6/27/2019)
RR
Michigan(6/27/2019)
RR
Minnesota(6/27/2019)
RR
Mississippi(11/5/2018)
RR
Missouri(11/5/2018)
RR
Montana(6/27/2019)
RR
Nebraska(6/27/2019)
RR
Nevada(1/2/2019)
RR
New Hampshire(6/27/2019)
RR
New Jersey(6/27/2019)
RR
New Mexico(6/27/2019)
RR
New York(6/27/2019)
RR
North Carolina(11/5/2018)
RR
North Dakota(6/27/2019)
RR
Ohio(8/16/2016)
RR
Oklahoma(6/27/2019)
RR
Oregon(6/27/2019)
RR
Pennsylvania(10/21/2020)
RR
Puerto Rico(10/4/2023)
RR
Rhode Island(6/27/2019)
RR
South Carolina(11/5/2018)
RR
South Dakota(6/27/2019)
RR
Tennessee(10/5/2016)
RR
Texas(11/5/2018)
IAR
Texas(4/22/2022)
RR
Utah(6/27/2019)
RR
Vermont(6/27/2019)
RR
Virginia(6/27/2019)
RR
Washington(6/27/2019)
RR
West Virginia(6/27/2019)
RR
Wisconsin(6/27/2019)
RR
Wyoming(6/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hoover, AL 35244TRUST BUT VERIFY
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