Ryan W. Cole

BAILARD

FOSTER CITY, CA 94404-2131

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CRD#: 5804076

Professional summary

Ryan W Cole, CFP®, who also goes by Ryan William Cole, is a registered financial advisor currently at BAILARD, INC. located in Foster City, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan William Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan W Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 5, 2024 - Present

BAILARD, INC.

Office #1: 950 Tower Ln Ste 1900, Foster City, CA 94404-2131

RIA

CRD#: 110550

FOSTER CITY, CA

Past

March 21, 2022 - January 4, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Menlo Park, CA

Past

March 16, 2022 - January 4, 2024

MORGAN STANLEY

CRD#: 149777

Menlo Park, CA

Past

February 13, 2014 - June 26, 2018

BAILARD FUND SERVICES, INC.

CRD#: 21206

FOSTER CITY, CA

Past

September 6, 2013 - January 4, 2022

BAILARD, INC.

RIA

CRD#: 110550

FOSTER CITY, CA

Past

August 31, 2010 - April 4, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/18/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/6/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2010

General Securities Representative Examination

Current Firm

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

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Contact information

Main Address

950 Tower Ln Ste 1900, Foster City, CA 94404-2131

Mailing Address

Phone number

(650) 571-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAILARD ADV 2A (BROCHURE) (1/8/2026)

Regulatory assets under management

Total Number of Accounts	2,573
AUM (Assets Under Management)	$ 6,538,323,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan W. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan W Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

BAILARD FUND SERVICES, INC.

BAILARD, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BAILARD, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/18/2022

Series 66

Date: 9/6/2013

SIE

Date: 6/26/2018

Series 7

Date: 8/30/2010

Current Firm

BAILARD, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAILARD, INC.

TRUST BUT VERIFY

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