John R. Kleinert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Kleinert, who also goes by John Kleinert, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - March 29, 2018
ELECTRONIFIE SECURITIES LLC
January 6, 2015 - March 29, 2018
TRUMID FINANCIAL LLC
September 17, 2014 - January 9, 2015
W.A. CAPITAL MARKETS
May 29, 2013 - September 18, 2014
CANTOR FITZGERALD & CO.
October 31, 2011 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
March 4, 2011 - August 26, 2011
CITADEL SECURITIES LLC
December 22, 2010 - February 15, 2011
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/28/2011
Limited Representative-Equity Trader ExamCurrent Firm
ELECTRONIFIE SECURITIES LLC
CRD#: 170945 / SEC#: , 8-69437
Contact information
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
