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Michael C. O'leary

WOLVERINE EXECUTION SERVICES
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 5802823
MO

Professional summary

Michael Charles O'leary, who also goes by Michael Charles O`leary, is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Charles O`leary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Charles O'leary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

WOLVERINE EXECUTION SERVICES, LLC

Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
BD
CRD#: 120719
Chicago, IL
Past

March 9, 2023 - August 5, 2025

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

August 7, 2017 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL
Past

January 21, 2015 - August 7, 2017

E*TRADE FUTURES LLC

BD
CRD#: 145562
CHICAGO, IL
Past

November 8, 2011 - January 21, 2015

OPTIONSHOUSE1, LLC

BD
CRD#: 135625
CHICAGO, IL
Past

February 1, 2011 - November 15, 2011

CETERA ADVISORS LLC

BD
CRD#: 10299
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/2011
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

WE
WOLVERINE EXECUTION SERVICES, LLC
WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719 / SEC#: , 8-65336

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 07/19/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE TRADING, LLCLIMITED LIABILITY CORPORATION36848
CAVICKE, DAVIDCHIEF LEGAL COUNSEL6027073
KULA, JUDITH MARIECHIEF FINANCIAL OFFICER FINOP1255502
MURPHY, PATRICK TIMOTHYCHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE2057769
MURRAY, CRAIG JOHNCHIEF COMPLIANCE OFFICER6136205
SOWERS, BRAD ALLENROSFP2530780

Disclosures

Regulatory Event43

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719Chicago, IL 60604

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