Mandy L. Goins
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
BONITA SPRINGS, FL
Some features on this profile are disabled
CRD#: 5802227
Professional summary
Mandy Lee Goins, who also goes by Mandy L Goins, Mandy Lee Stockinger, Mandy Lee Goins, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bonita Springs, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida.
Mandy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mandy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Process, Plan, Discipline are the words to describe my daily regimen. Having a defined process allows me to deepen client relationships as well as expand the breath of my business for continued growth. I strive to exceed under pressure and always keep myself, and my workflow organized. Having been in the Financial Services industry since 2003 I take an enthusiastic approach, combined with a friendly and genuine dedication, to customer delight.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mandy L Goins | Mandy Lee Stockinger | Mandy Lee Goins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-103420|OrgNmn:AAA Pool Services of SWFL, LLC|Org Addr:Bonita Spr,Florida,US|OBA Nature:Swimming pool cleaning and rep|Invst Rel:N|Title:Partner|Duties:monthly reconciliation of income and expenses thru Quickbooks|StrtDt:11-01-23|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Mandy Lee Goins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of North Carolina at Asheville
Bachelor of Science (BS) - Economics
1999
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5200 Tamiami Trail N Suites 103 201 - 204, Naples, FL, 34103-2817RIA
CRD#: 104555
BONITA SPRINGS, FL
Current
November 13, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5200 N. Tamiami Trail Suites 103 201 - 204, Naples, FL, 34103BD
CRD#: 7784
Naples, FL
Past
November 21, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPLES, FL
Past
August 4, 2011 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NAPLES, FL
Past
February 23, 2011 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2018)
RR
Alaska(11/13/2018)
RR
Arizona(11/13/2018)
RR
Arkansas(11/13/2018)
RR
California(11/13/2018)
RR
Colorado(11/13/2018)
RR
Connecticut(11/13/2018)
RR
Delaware(11/13/2018)
RR
District of Columbia(11/13/2018)
RR
Florida(11/13/2018)
IAR
Florida(3/31/2025)
RR
Georgia(11/13/2018)
RR
Hawaii(11/13/2018)
RR
Idaho(11/13/2018)
RR
Illinois(11/13/2018)
RR
Indiana(11/13/2018)
RR
Iowa(11/13/2018)
RR
Kansas(11/13/2018)
RR
Kentucky(11/13/2018)
RR
Louisiana(11/13/2018)
RR
Maine(11/13/2018)
RR
Maryland(11/13/2018)
RR
Massachusetts(11/13/2018)
RR
Michigan(11/13/2018)
RR
Minnesota(11/13/2018)
RR
Mississippi(11/13/2018)
RR
Missouri(11/13/2018)
RR
Montana(11/13/2018)
RR
Nebraska(11/13/2018)
RR
Nevada(11/13/2018)
RR
New Hampshire(11/13/2018)
RR
New Jersey(11/13/2018)
RR
New Mexico(11/13/2018)
RR
New York(11/13/2018)
RR
North Carolina(11/14/2018)
RR
North Dakota(11/13/2018)
RR
Ohio(11/13/2018)
RR
Oklahoma(11/13/2018)
RR
Oregon(11/13/2018)
RR
Pennsylvania(11/13/2018)
RR
Puerto Rico(1/4/2025)
RR
Rhode Island(11/13/2018)
RR
South Carolina(11/13/2018)
RR
South Dakota(11/13/2018)
RR
Tennessee(11/13/2018)
RR
Texas(11/13/2018)
IAR
Texas(3/31/2025)
RR
Utah(11/13/2018)
RR
Vermont(11/13/2018)
RR
Virginia(11/13/2018)
RR
Washington(11/13/2018)
RR
West Virginia(11/13/2018)
RR
Wisconsin(11/13/2018)
RR
Wyoming(11/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555Bonita Springs, FLTRUST BUT VERIFY
Monitor Mandy Goins
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
