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CM

Charles Mcerlean

INSURANCE ADVISORY PARTNERS LLC
New York, NY 10020
Some features on this profile are disabled
CRD#: 5802070
CM

Professional summary

Charles Mcerlean, who also goes by Charles Thomas Mcerlean, is a registered financial professional currently at INSURANCE ADVISORY PARTNERS LLC located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2022. Charles has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Thomas Mcerlean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Mcerlean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2025 - Present

INSURANCE ADVISORY PARTNERS LLC

Office #1: 1270 Avenue Of The Americas Suite 2502, New York, NY 10020Office #2: 1270 Avenue Of The Americas Suite 2502, New York, NY 10020
BD
CRD#: 314295
New York, NY
Past

March 11, 2024 - September 30, 2025

BMS CAPITAL ADVISORY, INC.

BD
CRD#: 169092
NEW YORK, NY
Past

May 31, 2022 - February 29, 2024

MARSHBERRY CAPITAL, LLC.

BD
CRD#: 157384
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/31/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/4/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INSURANCE ADVISORY PARTNERS LLC
INSURANCE ADVISORY PARTNERS LLC

CRD#: 314295 / SEC#: , 8-70698

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1270 Avenue Of The Americas Suite 2502, New York, NY 10020
Mailing Address
1270 Avenue Of The Americas Suite 2502, New York, NY 10020
Phone number
(646) 736-2825
Established
Delaware since 03/22/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IAP GLOBAL LLCOWNER
DULECKI, RANDALL JAMESCOO, CCO, AMLCO4858543
SERRA, CARL ANTHONY IIIFINOP3179039
URSANO, ANTONIO JRCEO1383248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSURANCE ADVISORY PARTNERS LLC

CRD#: 314295New York, NY 10020

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