Rogelio M. Aquino
Professional summary
Rogelio Moises Aquino III, who also goes by Rogelio Moises Aquino III, Rogelio Aquino, Roger Aquino, Rogelio Moises Aquino, is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York.
Rogelio is registered as a RR (Registered Representative) and started their career in finance in 2011. Rogelio has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rogelio Moises Aquino III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2026 - Present
BRADESCO SECURITIES, INC.
Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022May 25, 2021 - June 15, 2026
BOFA SECURITIES, INC.
August 11, 2011 - June 8, 2021
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BRADESCO SECURITIES, INC.
CRD#: 104347 / SEC#: , 8-52806
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO BRADESCO S.A. | SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK | |
| BEHAR, ISABELA MARTA | CHIEF COMPLIANCE OFFICER | 2940509 |
| BOETGER, BRUNO D'AVILA MELO | CHAIRMAN OF THE BOARD OF DIRECTORS | 2505487 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| MARQUES, RUI MIGUEL ALEIXO | VICE-CHAIRMAN OF THE BOARD OF DIRECTORS | 7304773 |
| PORTNOFF, DAVID ROSS | FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER | 2977967 |
| REITZFELD, FERNANDO RAIZ | CHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS | 7514819 |
Red Flags
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