Earl C. Wong
Professional summary
Earl C. Wong, who also goes by Earl Wong, is a registered financial advisor currently at SPIRIT GLOBAL INVESTMENTS, INC. located in San Diego, California.
Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Earl has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Earl C. Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2017 - Present
SPIRIT GLOBAL INVESTMENTS, INC.
Office #1: 10679 Westview Parkway Second Floor, San Diego, CA 92126December 9, 2013 - December 31, 2016
SPIRIT GLOBAL INVESTMENTS, INC.
November 23, 2010 - March 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 24, 2010 - March 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/2017)
(11/29/2023)
Exams
Current Firm
SPIRIT GLOBAL INVESTMENTS, INC.
CRD#: 169442 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
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