Michael D. Davenport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Drew Davenport, CFP®, who also goes by Drew Davenport, Michael D Davenport, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
July 22, 2019 - March 3, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 22, 2019 - March 3, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 21, 2014 - July 9, 2019
CETERA INVESTMENT ADVISERS LLC
July 12, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
July 12, 2013 - July 9, 2019
CETERA INVESTMENT SERVICES LLC
February 13, 2013 - July 5, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - July 5, 2013
RAYMOND JAMES & ASSOCIATES, INC.
August 26, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
July 29, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
