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CM

Christopher D. Mcmillan

CAVU SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 5801332
CM

Professional summary

Christopher Daniel Mcmillan, who also goes by Christopher Daniel Mcmillan, Christopher Mcmillan, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Daniel Mcmillan | Christopher Mcmillan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Daniel Mcmillan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2024 - Present

CAVU SECURITIES LLC

Office #1: 777 Third Avenue Suite 2102, New York, NY 10017
BD
CRD#: 6906
New York, NY
Past

June 21, 2023 - February 15, 2024

TAP SECURITIES LLC

BD
CRD#: 151593
NEW YORK, NY
Past

February 24, 2022 - July 12, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

December 18, 2018 - January 3, 2022

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA
Past

December 22, 2017 - December 14, 2018

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
San Francisco, CA
Past

October 17, 2016 - December 22, 2017

CAIN BROTHERS & COMPANY, LLC

BD
CRD#: 13649
SAN FRANCISCO, CA
Past

August 23, 2011 - September 14, 2016

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

December 22, 2010 - August 4, 2011

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 4/3/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 9/9/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 12/21/2010
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAVU SECURITIES LLC
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Phone number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER
FLORIDA CAVU, LLCSHAREHOLDER
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAVU SECURITIES LLC

CRD#: 6906New York, NY 10017

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