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CRD#: 6906
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CAVU SECURITIES LLC is located at 777 Third Avenue Suite 2102, New York, NY 10017 and was first established at New York, Delaware in 08/02/2010. After operating for 15 years, CAVU SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAVU SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CAVU SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAVU SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAVU SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAVU SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CAVU SECURITIES LLC Comes From

Understanding the Statistics for CAVU SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Firm Size
Small
Phone Number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER
FLORIDA CAVU, LLCSHAREHOLDER
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

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Advisor's working at CAVU SECURITIES LLC

TM

Timothy Paul Mullaney

Tim Mullaney
IAR
RR
CRD#: 1897849
Location:
Laguna Niguel, CA
Company:
MELIUS INVESTMENTS LLC
Disclosures:
Experience:
29 years
View Profile
MB

Maurice Francis Beshlian III

Maurice Beshlian, Moe Beshlian, Maurice Francis Beshlian, Maurice Francis Iii Beshlian
RR
CRD#: 1782916
Location:
New York, NY 10017
Company:
CAVU SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
TR

Thomas Carmine Raimondi

RR
CRD#: 1834178
Location:
New York, NY 10017
Company:
CAVU SECURITIES LLC
Disclosures:
Experience:
36 years
View Profile
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