William Sands Jr

DEL VAL RETIREMENT AND INVESTMENT SERVICES

DOYLESTOWN, PA 18902

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CRD#: 5801085

Professional summary

William Sands Jr, who also goes by William David Sands Jr, William David Sands, is a registered financial advisor currently at DEL VAL RETIREMENT AND INVESTMENT SERVICES INC located in Doylestown, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William David Sands Jr | William David Sands

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PLUMSTEAD HISTORICAL SOCIETY, PLUMSTEADVILLE, PA BOARD MEMBER 2011 - PRESENT WILLOW CHARITABLE FUND - THE GREATER WILLOW GROVE GOLF OPEN 1985 - PRESENT BUSINESS LEADERS THAT RAISE FUNDS FOR LOCAL CHARITIES IN THE GREATER WILLOW GROVE ARE EDWARDSON CONSTRUCTION; NEW HOPE, PA; NOT INVESTMENT RELATED; HOME CONSTRUCTION - PROJECT MANAGEMENT SINCE 9/2022; 120 HOURS/MO DEL VAL BANK SERVICES, INC.; DANBORO, PA; NOT INVESTMENT RELATED; COMMERICIAL REAL ESTATE INSPECTION; PRESIDENT SINCE 8/2018; 5 HOURS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Sands Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

DEL VAL RETIREMENT AND INVESTMENT SERVICES INC

Office #1: 2525 Holicong Road, Doylestown, PA 18902

RIA

CRD#: 332602

DOYLESTOWN, PA

Past

June 16, 2017 - September 12, 2022

WINTHROP PARTNERS - EPA, LLC

RIA

CRD#: 282098

Doylestown, PA

Past

May 20, 2015 - April 28, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

YARDLEY, PA

Past

May 20, 2015 - April 28, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

YARDLEY, PA

Past

December 2, 2013 - November 20, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

WYNDMOOR, PA

Past

December 2, 2013 - November 20, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

WYNDMOOR, PA

Past

May 15, 2013 - November 14, 2013

WADDELL & REED

RIA

CRD#: 866

YARDLEY, PA

Past

March 5, 2013 - November 14, 2013

WADDELL & REED

CRD#: 866

YARDLEY, PA

Past

October 11, 2010 - January 17, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DOYLESTOWN, PA

Past

August 23, 2010 - January 17, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DOYLESTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/8/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2010

General Securities Representative Examination

Current Firm

DEL VAL RETIREMENT AND INVESTMENT SERVICES INC

CRD#: 332602 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (8/28/2024 Approved)

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Contact information

Main Address

2525 Holicong Road, Doylestown, PA 18902

Mailing Address

Phone number

(215) 680-1481

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,861,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William Sands Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Sands Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINTHROP PARTNERS - EPA, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

WADDELL & REED

WADDELL & REED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2019

Series 66

Date: 10/8/2010

SIE

Date: 4/28/2017

Series 7

Date: 8/20/2010

Current Firm

DEL VAL RETIREMENT AND INVESTMENT SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEL VAL RETIREMENT AND INVESTMENT SERVICES INC

TRUST BUT VERIFY

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