Benjamin Y. Xie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Yuxiao Xie was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2011. Benjamin had worked at 3 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2016 - December 19, 2019
JANE STREET OPTIONS, LLC
October 24, 2011 - February 17, 2015
JANE STREET MARKETS, LLC
September 9, 2011 - December 19, 2019
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/1/2011
Limited Representative-Equity Trader ExamCurrent Firm
JANE STREET OPTIONS, LLC
CRD#: 134159 / SEC#: , 8-66813
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JSOH, LLC | SOLE MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
