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SA

Scott W. Anderson

PRICEWATERHOUSECOOPERS CORPORATE FINANCE
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 5800524
SA
Scott Winfree AndersonPRICEWATERHOUSECOOPERS CORPORATE FINANCE

Professional summary

Scott Winfree Anderson, who also goes by Scott W Anderson, Scott Winfree Anderson, Scott Anderson, is a registered financial professional currently at PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2010. Scott has worked at 7 firms and has passed the Series 57TO, SIE, Series 14 and Series 24 exams.

Aliases

Scott W Anderson | Scott Winfree Anderson | Scott Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Winfree Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2026 - Present

PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC

Office #1: 90 Park Ave 3rd Floor, New York, NY 10016
BD
CRD#: 41461
NEW YORK, NY
Past

November 2, 2023 - June 30, 2026

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

November 18, 2021 - August 4, 2023

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

December 6, 2019 - July 1, 2021

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

September 3, 2019 - December 4, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 12, 2019 - August 30, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 19, 2015 - September 4, 2019

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

February 9, 2012 - May 5, 2015

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

August 18, 2010 - February 3, 2012

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/4/2016
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/13/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
COOPERS & LYBRAND SECURITIES L.L.C. | PWC CORPORATE ADVISORY AND RESTRUCTURING LLC | PRICEWATERHOUSECOOPERS SECURITIES LLC | PRICEWATERHOUSECOOPERS SECURITIES L.L.C. | PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC | PRICEWATERHOUSECOOPERS CORPORATE ADVISORY AND RESTRUCTURING LLC | PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

CRD#: 41461 / SEC#: , 8-49443

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 N Madison Ave, New York, NY 10017
Mailing Address
300 N. Madison Ave, New York, NY 10017
Phone number
(312) 298-2000
Established
Delaware since 06/25/1996
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PWC US BUSINESS ADVISORY LLPSHAREHOLDER
BRIDEN, STEPHEN JAMESCCO AND POO6162493
CHOPOORIAN, RONALD HAIGMEMBER OF BOARD OF MANAGERS7970815
GILL, MAUREENMEMBER OF BOARD OF MANAGERS7313897
NIEMEYER, MEL JOHNMEMBER OF BOARD OF MANAGERS
ROONEY, THOMAS MMEMBER OF BOARD OF MANAGERS6931609
SCHASCHWARY, MICHAEL JOSEPHFINOP AND PFO6001279
WOLFE, HOWARD DEGRAFF IIIPRESIDENT3049913

Disclosures

Regulatory Event1

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Company Information

PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC

CRD#: 41461New York, NY 10016

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