Nicholas J. Di Paolo
Professional summary
Nicholas Justin Di Paolo, CFP®, who also goes by Nick Justin Di Paolo, was a registered financial advisor .
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
September 23, 2025 - Present
April 21, 2014 - April 27, 2015
U.S. BANCORP ADVISORS, LLC
April 21, 2014 - April 27, 2015
U.S. BANCORP ADVISORS, LLC
October 1, 2012 - August 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2012 - August 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
