RR
Roy R. Redman Jr
CETERA INVESTMENT ADVISERS LLC
SPARTANBURG,, SC 29302
Some features on this profile are disabled
CRD#: 5799588
RR
Professional summary
Roy Robert Redman Jr, who also goes by Bob Redman, Roy Robert Redman Jr., Roy Robert Redman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spartanburg,, South Carolina and CETERA WEALTH SERVICES, LLC located in Spartanburg, South Carolina.
Roy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Roy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Redman | Roy Robert Redman Jr. | Roy Robert Redman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Matrix Tax & Financial Services LLC~'IR'~1995 South Pine Street~Spartanburg~SC~29302~Accounting Services/Tax Preparation~Other~12/17/2012~110hrs~110hrs~Majority of my time is spent with the accounting function throughout the year, however during tax season my time is redirected there. I also spend a fair amount of time in planning and marketing. Providing wealth management services. 2)Matrix Business Services LLC~'NIR'~1995 South Pine Street~Spartanburg~SC~29302~Accounting Services/Tax Preparation~Owner~5/13/2009~0hrs~0hrs~This business is currently dormant. All functions are being performed under Matrix Tax & Financial Services, LLC.| 3) TAXSAVERS LLC POSITION: Owner NATURE: Stand alone tax service, it is an extension of the Matrix Tax & Financial Services LLC but set up as a separate company for tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/17/2020 ADDRESS: 2101 Chesnee Hwy, Spartanburg SC 29303, United States DESCRIPTION: I am the owner, I hire and discharge tax preparers, I provide guidance in tax preparation and prepare some of the more complicated returns.
CRS (Client Relationship Summary) - RIA
Click below to view Roy Robert Redman Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1995 South Pine St, Spartanburg,, SC 29302RIA
CRD#: 105644
SPARTANBURG,, SC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1995 South Pine St, Spartanburg, SC 29302BD
CRD#: 13572
Spartanburg, SC
Past
April 8, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Spartanburg,, SC
Past
August 27, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Spartanburg, SC
Past
May 22, 2018 - December 5, 2019
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SPARTANBURG, SC
Past
September 21, 2010 - February 23, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SPARTANBURG, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Carolina(9/5/2025)
IAR
South Carolina(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
