DT
Doyle R. Tracer
VICTORY FINANCIAL
Southlake, TX 76092
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CRD#: 5799352
DT
Professional summary
Doyle Rodney Tracer, who also goes by Rodney Tracer, is a registered financial advisor currently at VICTORY FINANCIAL located in Southlake, Texas.
Doyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Doyle has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodney Tracer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Victory Financial Group. Investment related. At Registered Location. RIA. Partner and Advisor, Start Date: 8/23/2023. 100 hrs/ month; 80 hrs/ month during securities trading hours; Meeting with clients to provide financial planning advise. 2. Glasswater Retreat. Investment Related. 3412 SCENIC POINT DR. #106, GRAFORD, TX 76449. RENTAL PROPERTY. OWNER. START DATE 5/28/2021. 5 hrs/ month; 3 hrs/ month during securities trading hours. Managing the short term rental property-organizing cleaning service, lawn, exterminator etc along with managing online VRBO website and answering renter questions via email. 3. Bobcat Youth Football Organization. Not Investment related. PO BOX 1095, Roanoke, TX, 76262. Non Profit. Board Member supporting youth football organization. Director of Sponsorships. Start Date: 8/1/2023. 6 hrs/ month; None during trading. Help manage sponsorships and build relationships with local business owners while also helping with field setup during game days, organizing sponsorship requests, coaching youth football players. 4. Fixed Insurance. Investment related. At the registered location. Fixed/ Traditional Insurance. Agent. Start Date: 10/2023. 1 hr/ month. 1 hr/ month during trading. Sales of fixed/ traditional insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Doyle Rodney Tracer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2023 - Present
VICTORY FINANCIAL
Office #1: 550 Reserve Street, Southlake, TX 76092RIA
CRD#: 324943
Southlake, TX
Past
October 18, 2023 - August 29, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Southlake, TX
Past
February 16, 2011 - August 25, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SOUTHLAKE, TX
Past
August 6, 2010 - August 25, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SOUTHLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
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Contact information
Main Address
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730
Mailing Address
Phone number
(512) 763-7671
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,210 |
| AUM (Assets Under Management) | $ 687,641,583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
