Christopher S. Kiper

LEGION PARTNERS ASSET MANAGEMENT

BEVERLY HILLS, CA 90212

Some features on this profile are disabled

CRD#: 5798843

Professional summary

Christopher Sean Kiper is a registered financial advisor currently at LEGION PARTNERS ASSET MANAGEMENT, LLC located in Beverly Hills, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Christopher has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sean Kiper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2014 - Present

LEGION PARTNERS ASSET MANAGEMENT, LLC

Office #1: 9401 Wilshire Blvd Suite 705, Beverly Hills, CA 90212

RIA

CRD#: 164136

BEVERLY HILLS, CA

Past

May 25, 2011 - June 26, 2012

STONNINGTON GROUP, LLC

CRD#: 131221

LOS ANGELES, CA

Past

June 18, 2010 - October 11, 2012

STONNINGTON GROUP, LLC

RIA

CRD#: 131221

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGION PARTNERS ASSET MANAGEMENT, LLC

CRD#: 164136 / SEC#: 801-76750

RIA

Registered Investment Advisory firm - (6/4/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/17/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/24/2011

General Securities Representative Examination

Current Firm

LEGION PARTNERS ASSET MANAGEMENT, LLC

CRD#: 164136 / SEC#: 801-76750

RIA

Registered Investment Advisory firm - (6/4/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12121 Wilshire Blvd Suite 1240, Los Angeles, CA 90025

Mailing Address

Phone number

(424) 253-1774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

LEGION PARTNERS ASSET MANAGEMENT PART 2 (10/16/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 218,764,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher S. Kiper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sean Kiper's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGION PARTNERS ASSET MANAGEMENT, LLC

STONNINGTON GROUP, LLC

STONNINGTON GROUP, LLC

Primary Firm SEC Registration

LEGION PARTNERS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/2011

Series 65

Date: 6/17/2010

Series 7

Date: 5/24/2011

Current Firm

LEGION PARTNERS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGION PARTNERS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors