Sagen R. Augustin

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Bonita Springs, FL 34134

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CRD#: 5798064

Professional summary

Sagen Richard Augustin, CFP® is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Bonita Springs, Florida and LASALLE ST SECURITIES, L.L.C. located in Bonita Springs, Florida.

Sagen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Sagen has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Naples Comfort Systems by Stahlman Cooling and Heating, LLC; Not Investment Related; 2160 Keane Ave., Naples, FL 34117; Sign permits to county.; Start Date: 02/25/22 ***JESURUN WEALTH ADVISORS-Financial Advisor, assisting w/financial plans, insurance, asset management, etc.~Start Date: 02/25/22 ***Sagen Augustin P.A.~(Bank Account) ***Jesurun Wealth Advisors~Insurance Agent for Fixed Insurance, life, disability,long-erm care and health insurance NAMED EXECUTOR FOR PARENTS ESTATE AFTER THEIR PASSING Real Estate Agent under Sagen Augustin P.A.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sagen Richard Augustin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 3, 2022 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 27499 Riverview Center Blvd. Ste 208, Bonita Springs, FL 34134

RIA

CRD#: 109701

Bonita Springs, FL

Current

March 10, 2022 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 27499 Riverview Center Blvd Ste 208, Bonita Springs, FL 34134

CRD#: 7191

Bonita Springs, FL

Past

March 13, 2014 - March 2, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

BONITA SPRINGS, FL

Past

February 19, 2014 - March 2, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

BONITA SPRINGS, FL

Past

March 4, 2011 - December 24, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ORLANDO, FL

Past

February 5, 2011 - December 24, 2013

NEW ENGLAND SECURITIES

CRD#: 615

ORLANDO, FL

Past

July 1, 2010 - December 31, 2010

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

NORTH LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/10/2022)

IAR

Colorado
(3/11/2022)

Florida
(3/10/2022)

IAR

Florida
(3/10/2022)

IAR

Georgia
(4/10/2025)

Georgia
(6/4/2025)

IAR

North Carolina
(8/21/2023)

North Carolina
(11/17/2023)

Ohio
(3/10/2022)

IAR

Ohio
(3/10/2022)

IAR

Pennsylvania
(3/3/2022)

Pennsylvania
(3/10/2022)

Tennessee
(3/8/2024)

IAR

Texas
(1/2/2025)

IAR

Washington
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/9/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/22/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sagen R. Augustin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sagen Richard Augustin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

HBW ADVISORY SERVICES LLC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/2012

Series 65

Date: 4/22/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/31/2015

Series 6

Date: 2/4/2011

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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