John Sclafini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Sclafini, who also goes by John Joseph Sclafini, John Sclafini Jr, John Sclafini, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2022 - November 17, 2022
LFT SECURITIES, LLC
August 12, 2013 - July 26, 2022
FIRST TRUST ADVISORS LP
August 12, 2013 - July 26, 2022
FIRST TRUST PORTFOLIOS L.P.
May 11, 2011 - August 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2011 - August 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LFT SECURITIES, LLC
CRD#: 290210 / SEC#: , 8-70015
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMA FINANCIAL TECHNOLOGIES, LLC | OWNER, SOLE MEMBER | |
| BONACCI, TIMOTHY JOHN | PRESIDENT & CEO | 4194271 |
| JENKINS, ROBERT PATRICK | CHIEF FINANCIAL OFFICER | 6030790 |
| POGAN, DONALD | COO & POO | 5611677 |
| RUSSELL, SARAH DETLING | PRINCIPAL FINANCIAL OFFICER & FINOP | 6727189 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER | 1170097 |
Red Flags
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