Matthew Armstrong

NEWMARK SECURITIES

New York, NY 10017

Some features on this profile are disabled

CRD#: 5797007

Professional summary

Matthew Armstrong is a registered financial professional currently at NEWMARK SECURITIES, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 5 firms and has passed the Series 63, Series 66, Series 82TO, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2025 - Present

NEWMARK SECURITIES, LLC

Office #1: 125 Park Avenue, New York, NY 10017

CRD#: 309193

New York, NY

Past

November 10, 2022 - November 6, 2024

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097

NEW YORK, NY

Past

January 16, 2021 - June 30, 2022

CHARDAN CAPITAL MARKETS LLC

CRD#: 120128

Greenwich, CT

Past

October 14, 2010 - September 19, 2011

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

September 28, 2010 - September 19, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/7/2025)

Exams

State Security Law Exam

Series 63

Date: 1/22/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/13/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 3/2/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/15/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/7/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEWMARK SECURITIES, LLC

NEWMARK SECURITIES LLC | NEWMARK SECURITIES, LLC

CRD#: 309193 / SEC#: , 8-70554

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Park Avenue, New York, NY 10017

Mailing Address

125 Park Avenue, New York, NY 10017

Phone number

(212) 372-2000

Established

Delaware since 04/17/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NEWMARK PARTNERS, L.P.	SOLE MEMBER
DAVIS, JOSHUA	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	7761240
KUEHNEN, ERIC CHRISTOPHER	CHIEF COMPLIANCE OFFICER	4577416
PAULSON, KENNETH MICHAEL	CHIEF FINANCIAL OFFICER	2862259
SMIGEL, STEPHEN JARED	CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER	2401258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

TERRANOVA CAPITAL EQUITIES, INC

CHARDAN CAPITAL MARKETS LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2021

Series 66

Date: 10/13/2010

Series 82TO

Date: 1/2/2023

Series 79TO

Date: 3/2/2021

Series 7TO

Date: 1/15/2021

SIE

Date: 12/7/2020

Series 7

Date: 9/27/2010

FINRA

Current Firm

NEWMARK SECURITIES, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NEWMARK SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors