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AL

Andrew Lorusso

BAIN CAPITAL MARKETS
Boston, MA 02116
Some features on this profile are disabled
CRD#: 5796123
AL

Professional summary

Andrew Lorusso, CFA, who also goes by Andrew Fraser Lo Russo, Andrew Lo Russo, Andrew Fraser Lorusso, Andrew Lorusso, Drew Lorusso, is a registered financial professional currently at BAIN CAPITAL MARKETS, LLC located in Boston, Massachusetts.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Fraser Lo Russo | Andrew Lo Russo | Andrew Fraser Lorusso | Andrew Lorusso | Drew Lorusso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Lorusso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

August 1, 2022 - Present

BAIN CAPITAL MARKETS, LLC

Office #1: 200 Clarendon Street, Boston, MA 02116
BD
CRD#: 175456
Boston, MA
Past

May 4, 2022 - February 23, 2024

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

RIA
CRD#: 110353
Boston, MA
Past

January 15, 2022 - August 3, 2022

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
Boston, MA
Past

June 28, 2018 - February 10, 2022

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

June 13, 2018 - January 15, 2022

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

August 18, 2015 - May 29, 2018

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BOSTON, MA
Past

June 16, 2014 - May 29, 2018

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/1/2022)
RR
Alaska
(8/1/2022)
RR
Arizona
(8/1/2022)
RR
Arkansas
(8/1/2022)
RR
California
(8/1/2022)
RR
Colorado
(8/1/2022)
RR
Connecticut
(8/1/2022)
RR
Delaware
(8/1/2022)
RR
District of Columbia
(8/1/2022)
RR
Florida
(8/1/2022)
RR
Georgia
(8/1/2022)
RR
Hawaii
(8/1/2022)
RR
Idaho
(8/1/2022)
RR
Illinois
(8/1/2022)
RR
Indiana
(8/1/2022)
RR
Iowa
(8/1/2022)
RR
Kansas
(8/1/2022)
RR
Kentucky
(8/1/2022)
RR
Louisiana
(8/1/2022)
RR
Maine
(8/1/2022)
RR
Maryland
(8/1/2022)
RR
Massachusetts
(8/1/2022)
RR
Michigan
(8/1/2022)
RR
Minnesota
(8/1/2022)
RR
Mississippi
(8/1/2022)
RR
Missouri
(8/1/2022)
RR
Montana
(8/1/2022)
RR
Nebraska
(8/1/2022)
RR
Nevada
(8/1/2022)
RR
New Hampshire
(8/1/2022)
RR
New Jersey
(8/1/2022)
RR
New Mexico
(8/1/2022)
RR
New York
(8/1/2022)
RR
North Carolina
(8/1/2022)
RR
North Dakota
(8/1/2022)
RR
Ohio
(8/4/2022)
RR
Oklahoma
(8/1/2022)
RR
Oregon
(8/1/2022)
RR
Pennsylvania
(8/1/2022)
RR
Puerto Rico
(8/1/2022)
RR
Rhode Island
(8/1/2022)
RR
South Carolina
(8/1/2022)
RR
South Dakota
(8/1/2022)
RR
Tennessee
(8/1/2022)
RR
Texas
(8/1/2022)
RR
Utah
(8/1/2022)
RR
Vermont
(8/1/2022)
RR
Virgin Islands
(8/1/2022)
RR
Virginia
(8/1/2022)
RR
Washington
(8/1/2022)
RR
West Virginia
(8/1/2022)
RR
Wisconsin
(8/1/2022)
RR
Wyoming
(8/1/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/9/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BAIN CAPITAL MARKETS, LLC
BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: , 8-69599

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Clarendon Street, Boston, MA 02116
Mailing Address
200 Clarendon Street, Boston, MA 02116
Phone number
(617) 516-2318
Established
Delaware since 02/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BCFD, LLCSOLE MEMBER
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAIN CAPITAL MARKETS, LLC

CRD#: 175456Boston, MA 02116

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