Alyssa C. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alyssa Chong Anderson, who also goes by Alyssa Allen Chong, Alyssa Chong, was a registered financial professional .
Alyssa is a previously registered financial professional and started their career in finance in 2010. Alyssa had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2021 - July 3, 2024
YIELDSTREET MARKETS LLC
July 18, 2016 - November 6, 2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
August 29, 2014 - June 24, 2016
GOLDMAN SACHS & CO. LLC
August 12, 2010 - July 14, 2014
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YIELDSTREET MARKETS LLC
CRD#: 172295 / SEC#: , 8-69506
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
