DS
David J. Seibel
J. W. COLE ADVISORS
MATAWAN, NJ 07747
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CRD#: 5794689
DS
Professional summary
David Jon Seibel, ChFC® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Matawan, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AGS AURORA FINANCIAL SERVICES, LLC, 96 FRENEAU AVE., SUITE 11, MATAWAN, NJ 07747, SINCE 1/2010, MANAGING PARTNER OF FIRM THAT IS FINANCIAL PLANNING & ADVISORY, LIFE INSURANCE AND ANNUITIES - AGS AURORA IS FULL TIME AND INVESTMENT ADVISORY WILL BE ADDED TO MY PRACTICE. 2. CO-TRUSTEE AND EXECUTOR FOR FATHER'S ESTATE; START DATE: 8/21/2021
CRS (Client Relationship Summary) - RIA
Click below to view David Jon Seibel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 22, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 96 Freneau Avenue Suite 11, Matawan, NJ 07747RIA
CRD#: 112294
MATAWAN, NJ
Past
January 27, 2014 - April 24, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
MATAWAN, NJ
Past
September 13, 2013 - December 23, 2013
ARIVE CAPITAL MARKETS
BD
CRD#: 8060
STATEN ISLAND, NY
Past
July 5, 2010 - July 22, 2013
NDX TRADING, INC.
BD
CRD#: 39940
NEW BRIGHTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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