Margaret C. Ash
STRATEGIC ADVISERS LLC | Financial Consultant
NOVATO, CA
Some features on this profile are disabled
CRD#: 5794228
Professional summary
Margaret Caroline Ash, who also goes by Margaret C Ash, Margaret C. Ash, Margaret Caroline Ash, Margaret Caroline Burgan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Novato, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Margaret has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I have extensive knowledge and experience in a variety of aspects of financial services. I guide clients using Fidelity Investment's philosophy, platform, products, and financial planning services. I work with each client to determine their individual investment needs and goals, review their existing investment portfolios, allocations, and insurance, and assist clients with developing plans to help meet their specific needs.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret C Ash | Margaret C. Ash | Margaret Caroline Ash | Margaret Caroline Burgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-13384|OrgNmn:Santa Clara Alumni Board of Directors|Org Addr:Santa Clar,California,US|OBA Nature:The Board of Directors oversee|Invst Rel:N|Title:Board Member|Duties:Promoting alumni participation in Santa Clara University Events|StrtDt:08-31-18|TotHrs/mon:3|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Caroline Ash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Santa Clara University
Bachelor of Arts (BA) - English
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #3: 1000 4th Street, San Rafael, CA 94901RIA
CRD#: 104555
NOVATO, CA
Current
June 3, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #2: 1000 4th Street, San Rafael, CA 94901BD
CRD#: 7784
Larkspur, CA
Past
June 6, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LARKSPUR, CA
Past
October 26, 2017 - May 28, 2019
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
KENTFIELD, CA
Past
October 26, 2017 - May 28, 2019
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
KENTFIELD, CA
Past
June 6, 2016 - October 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MILL VALLEY, CA
Past
February 4, 2016 - October 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MILL VALLEY, CA
Past
January 2, 2015 - April 3, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WALNUT CREEK, CA
Past
December 10, 2010 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
FOSTER CITY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/15/2023)
RR
Arizona(2/12/2021)
RR
California(6/4/2019)
IAR
California(3/31/2025)
RR
Colorado(4/21/2020)
RR
Connecticut(3/25/2023)
RR
Hawaii(2/6/2020)
RR
Indiana(3/4/2022)
RR
Kentucky(8/12/2020)
RR
Massachusetts(3/4/2022)
RR
Minnesota(5/3/2024)
RR
Nevada(4/27/2020)
RR
New Jersey(4/20/2020)
RR
Ohio(10/17/2024)
RR
Oregon(1/13/2020)
RR
Pennsylvania(10/8/2021)
RR
Tennessee(5/19/2023)
RR
Texas(4/20/2020)
IAR
Texas(3/31/2025)
RR
Utah(5/14/2020)
RR
Washington(3/25/2023)
RR
Wyoming(8/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Novato, CATRUST BUT VERIFY
Monitor Margaret Ash
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
