Justin A. Rodriguez
Professional summary
Justin A Rodriguez, who also goes by Justin Alexander Rodriguez, Justin Alexander Rodriguiz, is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in New York, New York and FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Justin has worked at 4 firms and has passed the Series 63, SIE, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin A Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
FIRST MANHATTAN CO. LLC
Office #1: 399 Park Avenue, New York, NY 10022October 10, 2023 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022June 16, 2017 - September 28, 2023
GOLDMAN SACHS & CO. LLC
September 29, 2014 - May 30, 2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
FIRST MANHATTAN CO. LLC
CRD#: 325281 / SEC#: 801-12411
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN CO. LLC
CRD#: 325281 / SEC#: 801-12411
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,722 |
| AUM (Assets Under Management) | $ 34,439,571,092 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/25/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
