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AB

Ashley E. Bovard

ADP BROKER-DEALER
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 5793466
AB

Professional summary


Ashley Elizabeth Bovard, who also goes by Ashley Lynn Bowker, Ashley Elizabeth IVers, Ashley Ivers, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2013. Ashley has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ashley Lynn Bowker | Ashley Elizabeth Ivers | Ashley Ivers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ashley Elizabeth Bovard's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2023 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932
BD
CRD#: 37693
Florham Park, NJ
Past

April 27, 2018 - March 30, 2022

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

May 5, 2015 - March 26, 2018

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
CLARKSVILLE, TN
Past

April 13, 2015 - March 26, 2018

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

December 3, 2013 - March 30, 2015

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
MILWAUKEE, WI
Past

January 21, 2013 - March 30, 2015

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
MILWAUKEE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/22/2024)
RR
Arkansas
(11/22/2023)
RR
California
(11/22/2023)
RR
Colorado
(11/22/2023)
RR
Florida
(4/22/2024)
RR
Idaho
(11/22/2023)
RR
Illinois
(11/22/2023)
RR
Indiana
(11/22/2023)
RR
Iowa
(9/26/2023)
RR
Kansas
(11/22/2023)
RR
Kentucky
(11/22/2023)
RR
Louisiana
(4/22/2024)
RR
Maryland
(4/22/2024)
RR
Massachusetts
(8/19/2024)
RR
Michigan
(11/22/2023)
RR
Minnesota
(11/22/2023)
RR
Missouri
(11/22/2023)
RR
Montana
(11/22/2023)
RR
New Jersey
(11/22/2023)
RR
New York
(11/22/2023)
RR
Ohio
(11/22/2023)
RR
Oklahoma
(11/22/2023)
RR
Pennsylvania
(11/22/2023)
RR
South Carolina
(11/22/2023)
RR
Tennessee
(4/22/2024)
RR
Texas
(11/22/2023)
RR
Wisconsin
(11/22/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/27/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AB
ADP BROKER-DEALER, INC.
ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
One Adp Boulevard, Roseland, NJ 07068-1786
Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Phone number
(973) 712-2316
Established
New Jersey since 07/12/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ADP ATLANTIC, LLCSHAREHOLDER
BARRENECHEA, PATRICIA MARGOTFINOP1715189
BLAKE, JAMES PATRICKPRESIDENT, DIRECTOR3078844
BOYLE, JAMES RICHARDAML OFFICER3137180
DOSPASSOS-KRIEG, KRISTIN ANNEDIRECTOR3079254
HANLEY, JUANITA DAVIDACHIEF COMPLIANCE OFFICER, VICE PRESIDENT5217439
HODGES, JEFFRY AARONDIRECTOR5865575
HUREAU, MICHAEL RAYDIRECTOR5990787
MCCUE, TERRANCERISK MANAGEMENT OFFICER7259942

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ADP BROKER-DEALER, INC.

CRD#: 37693Florham Park, NJ 07932

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