Robert L. Rosenhaus

TELSEY ADVISORY GROUP LLC

New York, NY 10017

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CRD#: 5793360

Professional summary

Robert Lowell Rosenhaus is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lowell Rosenhaus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2014 - Present

TELSEY ADVISORY GROUP LLC

Office #1: 555 Fifth Ave. 7th Floor, New York, NY, 10017

CRD#: 148234

New York, NY

Past

March 1, 2012 - July 17, 2014

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA

CRD#: 108258

PALM BEACH GARDENS, FL

Past

January 30, 2012 - July 17, 2014

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

November 14, 2011 - January 30, 2012

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

August 27, 2010 - November 22, 2011

MORGAN JOSEPH TRIARTISAN LLC

CRD#: 10948

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/25/2014)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 7/1/2011

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 11/5/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/25/2010

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

TELSEY ADVISORY GROUP LLC

TELSEY ADVISORY GROUP LLC | TELSEY CAPITAL GROUP LLC

CRD#: 148234 / SEC#: , 8-67988

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Mailing Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Phone number

(212) 973-9700

Established

Delaware since 05/28/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TELSEY HOLDINGS LLC	OWNER
ARZU, JERRY STANLEY	CFO/FINOP	3024670
CHIN, TOM KAI	MANAGING DIRECTOR	2420035
EKSTEIN, LEIGH EVAN	VICE CHAIRMAN	5111262
FELDMAN, JOSEPH ISAAC	MANAGING DIRECTOR	4260057
NAPOLITANO, AMY ANN	CCO	4024302
TELSEY, DANA LAUREN	CEO	1289497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Rosenhaus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lowell Rosenhaus's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

IMPERIAL CAPITAL, LLC

CANACCORD GENUITY SECURITIES LLC

MORGAN JOSEPH TRIARTISAN LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/2012

Series 63

Date: 9/3/2010

SIE

Date: 10/1/2018

Series 86

Date: 7/1/2011

Series 87

Date: 11/5/2010

Series 7

Date: 8/25/2010

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

TELSEY ADVISORY GROUP LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TELSEY ADVISORY GROUP LLC

TRUST BUT VERIFY

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