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JR

John L. Rotonti

BASTION FIDUCIARY
New Orleans, LA
Some features on this profile are disabled
CRD#: 5793151
JR

Professional summary

John Louis Rotonti JR, who also goes by John Louis Rotonti, is a registered financial advisor currently at BASTION FIDUCIARY located in New Orleans, Louisiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Louis Rotonti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stratosphere Technology; not investment-related; 20 Dundas St W, Suite 921, Toronto, Canada, M5G 2H1; Financial Data website; No Position/ Not Employed; Receive 15% of new subscribers using referral code - no longer actively referring; Started 01/01/2024; Zero hours per month - no longer actively referring; Zero hours per month during trading hours - no longer actively referring; No related duties - no longer actively referring. 2) Chit Chat Media; not investment-related; 16232 Bothell Everett Highway, #1055, Mill Creek, WA 98012; Investing Podcast (general information) producer; No Position/Not Employed; Receive 60% of advertising revenue from pre-existing podcasts - new podcasts are not being produced; Started 09/01/2023; Zero hours per month - new podcasts are not being produced; Zero hours per month during trading hours - new podcasts are not being produced; No related duties - new podcasts are not being produced.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Louis Rotonti JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2025 - Present

BASTION FIDUCIARY

RIA
CRD#: 333420
New Orleans, LA
Past

August 15, 2024 - March 31, 2025

ISLAMORADA INVESTMENT MANAGEMENT, LLP

RIA
CRD#: 146930
New Orleans, LA
Past

February 10, 2011 - July 2, 2012

SIDOTI & COMPANY, LLC

BD
CRD#: 102860
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BASTION FIDUCIARY
BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA
Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/31/2025)
IAR
Louisiana
(1/14/2025)
IAR
Texas
(1/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/20/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2011
General Securities Representative Examination

Current Firm

BF
BASTION FIDUCIARY
BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA
Registered Investment Advisory firm - (11/26/2024 Approved)
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Contact information

Main Address
Islamorada, FL
Mailing Address
Po Box 1133, Islamorada, FL 33036
Phone number
(786) 706-6651
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASTION FIDUCIARY FORM ADV PART 2 (9/18/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASTION FIDUCIARY

CRD#: 333420New Orleans, LA

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