David M. Gibbs
Professional summary
David Montgomery Gibbs, who also goes by Montgomery David Gibbs, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2010. David has worked at 3 firms and has passed the Series 63, SIE, Series 79TO, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Montgomery Gibbs's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2021 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022April 11, 2011 - January 13, 2012
BRADLEY WOODS & CO. LTD.
June 23, 2010 - August 19, 2010
MILLER TABAK + CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2021)
Exams
Series 79TO
Date: 5/24/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
